Matthew Mai
Matthew Mai is a Compliance Consultant at InnReg with approximately 15 years of experience in broker-dealer and RIA compliance, holding Series 7, 24, 52, 63, and 65 FINRA licenses. He previously served as Chief Compliance Officer at Pacific Oak Capital Markets and Pacific Oak Capital Advisors, where he oversaw all compliance frameworks across a dual-registered BD/RIA platform.
Areas of Focus
Matthew's Expertise
Insights
Latest Articles by Matthew
Leadership Team
Meet More of the InnReg Team
Who We Serve
Licensing Services
Resources
About InnReg
© 2026 InnReg LLC
305-908-1160
The content provided on this website is for informational purposes only and does not constitute legal, investment, tax, or other professional advice. InnReg LLC is not a law firm, tax advisor, or regulated financial institution. Viewing this site or contacting InnReg does not create a client relationship. Results described in case studies or testimonials may not be typical and do not guarantee future outcomes. Tools, spreadsheets, or guides available on this site are provided for illustrative purposes only and should not be relied upon without professional guidance. Any links to third-party websites are provided for convenience and do not constitute endorsement or responsibility for their content. The information on this site may not be applicable in all jurisdictions. While we strive to provide accurate content, we make no representations as to its completeness or timeliness. Some visual assets on this site are sourced from Freepik.
9100 S Dadeland Blvd
Suite 1500
Miami, Florida 33156
Who We Serve
Licensing Services
Resources
About InnReg
© 2026 InnReg LLC
305-908-1160
The content provided on this website is for informational purposes only and does not constitute legal, investment, tax, or other professional advice. InnReg LLC is not a law firm, tax advisor, or regulated financial institution. Viewing this site or contacting InnReg does not create a client relationship. Results described in case studies or testimonials may not be typical and do not guarantee future outcomes. Tools, spreadsheets, or guides available on this site are provided for illustrative purposes only and should not be relied upon without professional guidance. Any links to third-party websites are provided for convenience and do not constitute endorsement or responsibility for their content. The information on this site may not be applicable in all jurisdictions. While we strive to provide accurate content, we make no representations as to its completeness or timeliness. Some visual assets on this site are sourced from Freepik.
9100 S Dadeland Blvd
Suite 1500
Miami, Florida 33156