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Case Studies

Learn how InnReg has helped fintechs and financial institutions navigate through regulations since 2013.

Broker-dealer compliance

Broker-Dealers

Avenue Securities

Avenue Navigates Multi-Jurisdictional Success with InnReg's Guidance

Regulatory Compliace for RIA

RIAs

Grifin's Compliance Foundations Supported by InnReg

Lenders

LendingTree Secures Bank Partnership with InnReg’s Support

Uphold Case Study

Blockchain

Uphold Integrates Crypto and Equities Trading with InnReg's Guidance

Passfolio Securities

Broker-Dealers

Passfolio Secures Regulatory Approvals for Stock and Crypto Trading

Finsie Case Study

RIAs

InnReg Helps Finsie Navigate SEC Registration for Investment Platform

Mobile Investing Platform Compliance

Broker-Dealers

Fennel Boosts Efficiency with InnReg's Compliance Solutions

Bank Compliance

Banks

Bci Strengthens US Operations with InnReg’s Regulatory Support

Investment Firm Compliance

Broker-Dealers

Planner Securities Enhances Compliance with InnReg’s Solutions

Blockchain Compliance

Blockchain

Dapper Labs Compliance

Dapper Labs Expands US Presence with InnReg’s Blockchain Compliance Expertise

Strike Compliance

Blockchain

Strike Establishes US Compliance Program with InnReg’s Support

Fintech Compliance

Broker-Dealers

Stockpile Launches Innovative Equity Trading Platform with InnReg’s Support

ATS Compliance

ATS

Transforming a Pioneering ATS into a Market Leader

Neobank Compliance

Neobanks

Establishing a Compliance Program for a Cross-Border Neobank

Broker-Dealer Compliance

Banks

Assisting a Brazilian Bank's Foray into the US Broker-Dealer Market

Trading Education Platform Compliance

Others

Compliance Strategy for a Leading Trading Education Platform

Bank Compliance

Banks

Supporting Regional Bank Expansion Within Regulation

Y Combinator Compliance

Others

Y-Combinator-Launched Equities Gifting Solution

Mobile Lender Platform Compliance

Lenders

Launch of a Mobile-Only Digital Lender Fintech

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1101 Brickell Avenue
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Miami, FL 33131

LinkedIn Innreg

X InnReg

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© 2024 InnReg LLC

|

1101 Brickell Avenue
South Tower, 8th Floor
Miami, FL 33131