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Licensing and Registrations

By Framework

Services

Licensing and Registrations

By Framework

Services

Licensing and Registrations

By Framework

Licensing and Registration Services for Fintechs by Framework

InnReg helps fintechs pursue licenses that are shaped by foundational regulatory frameworks. This page organizes our licensing and registration services by the rule sets they relate to.

MiCA/CASP License

MiCA/CASP License

VASP License

VASP License

AIFMD License

AIFMD License

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Who We Serve

By Regulatory Vertical

Broker-Dealers

Registered Investment Advisors (RIA)

Alternative Trading Systems (ATS)

Money Services Businesses (MSBs)

Lenders

Payment Services

Crowdfunding Portals

Digital Banking

Crypto and Blockchain

Forex Brokers

Banks

By Region

Europe

Southeast Asia

Middle East

LATAM

Brazil

By Company Type

Startups

Growth Stage Companies

Financial Institutions

Compliance and Operations

By Function

Policies and Procedures

Regulatory Exams

Regulatory Strategy

Bank Partnerships

Licensing

Staffing

Supervision

Surveillance

Advertising

Communications

Recordkeeping

Onboarding

AML

Cybersecurity

Vendors

Training

Filings

By Regulator

FINRA

SEC

FTC

CFTC

NFA

FinCEN

OFAC

MSRB

SIPC

OCC

FDIC

CFPB

FCA

ESMA

MAS

HKMA

ASIC

FINMA

BaFin

By Compliance Role

Chief Compliance Officer (CCO)

Chief Executive Officer (CEO)

Anti-Money Laundering Compliance Officer (AMLCO)

Financial and Operations Principal (FinOp)

Registered Options Principal (Series 4)

General Securities Representative (Series 7)

General Securities Principal (Series 24)

Municipal Securities Principal (Series 53)

Investment Banking Principal (Series 79)

Principal Financial Officer (PFO)

Principal Operations Officer (POO)

Research Principal

Securities Trader Principal

Options Principal

Government Securities Principal

By Framework

FINRA Rules

SEC Rules

Securities Exchange Act of 1934

Basel III

GDPR

BSA

Reg BI

USA PATRIOT Act

UDAAP

FCRA

ECOA

FATF

PSD2

MiFID II

AIFMD

MiCA

TILA

EFTA

FDCPA

GLBA

Licensing and Registrations

By Regulator

FINRA NMA and CMA

SEC Registration

CFTC Registration

NFA Registration

MiCA License

FCA Registration

BaFin License

FINMA License

DFSA License

VARA License

CBUAE License

SAMA License

FSCA License

CBN License

HKMA License

SFC License

MAS License

ASIC License

RBI License

BCB License

CVM License

CNBV License

BCRA License

By Sector

Broker-Dealer Registration

Investment Advisor Registration

MSB Registration

Money Transmitter License

Currency Exchange License

Check Casher License

Lender License

Payment License

Crowdfunding Portal Registration

Crypto License

Forex Broker License

By Framework

MiCA/CASP License

VASP License

AIFMD License

Resources

Learn

Blog

Case Studies

Regulatory Updates

FINRA Rules

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Ebooks

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Who We Are

Why InnReg

Careers

Referral Program

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© 2025 InnReg LLC

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9100 S Dadeland Blvd
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Miami, Florida 33156

Who We Serve

By Regulatory Vertical

Broker-Dealers

Registered Investment Advisors (RIA)

Alternative Trading Systems (ATS)

Money Services Businesses (MSBs)

Lenders

Payment Services

Crowdfunding Portals

Digital Banking

Crypto and Blockchain

Forex Brokers

Banks

By Region

Europe

Southeast Asia

Middle East

LATAM

Brazil

By Company Type

Startups

Growth Stage Companies

Financial Institutions

Compliance and Operations

By Function

Policies and Procedures

Regulatory Exams

Regulatory Strategy

Bank Partnerships

Licensing

Staffing

Supervision

Surveillance

Advertising

Communications

Recordkeeping

Onboarding

AML

Cybersecurity

Vendors

Training

Filings

By Regulator

FINRA

SEC

FTC

CFTC

NFA

FinCEN

OFAC

MSRB

SIPC

OCC

FDIC

CFPB

FCA

ESMA

MAS

HKMA

ASIC

FINMA

BaFin

By Compliance Role

Chief Compliance Officer (CCO)

Chief Executive Officer (CEO)

Anti-Money Laundering Compliance Officer (AMLCO)

Financial and Operations Principal (FinOp)

Registered Options Principal (Series 4)

General Securities Representative (Series 7)

General Securities Principal (Series 24)

Municipal Securities Principal (Series 53)

Investment Banking Principal (Series 79)

Principal Financial Officer (PFO)

Principal Operations Officer (POO)

Research Principal

Securities Trader Principal

Options Principal

Government Securities Principal

By Framework

FINRA Rules

SEC Rules

Securities Exchange Act of 1934

Basel III

GDPR

BSA

Reg BI

USA PATRIOT Act

UDAAP

FCRA

ECOA

FATF

PSD2

MiFID II

AIFMD

MiCA

TILA

EFTA

FDCPA

GLBA

Licensing and Registrations

By Regulator

FINRA NMA and CMA

SEC Registration

CFTC Registration

NFA Registration

MiCA License

FCA Registration

BaFin License

FINMA License

DFSA License

VARA License

CBUAE License

SAMA License

FSCA License

CBN License

HKMA License

SFC License

MAS License

ASIC License

RBI License

BCB License

CVM License

CNBV License

BCRA License

By Sector

Broker-Dealer Registration

Investment Advisor Registration

MSB Registration

Money Transmitter License

Currency Exchange License

Check Casher License

Lender License

Payment License

Crowdfunding Portal Registration

Crypto License

Forex Broker License

By Framework

MiCA/CASP License

VASP License

AIFMD License

Resources

Learn

Blog

Case Studies

Regulatory Updates

FINRA Rules

Downloads

Ebooks

Spreadsheets

About InnReg

Company

Who We Are

Why InnReg

Careers

Referral Program

Contact Us

Legal

Privacy Policy

Terms of Use

© 2025 InnReg LLC

Some visual assets on this site are provided by Freepik.

LinkedIn Innreg
X InnReg
Quora Innreg

9100 S Dadeland Blvd
Suite 1500
Miami, Florida 33156

Who We Serve

By Regulatory Vertical

Broker-Dealers

Registered Investment Advisors (RIA)

Alternative Trading Systems (ATS)

Money Services Businesses (MSBs)

Lenders

Payment Services

Crowdfunding Portals

Digital Banking

Crypto and Blockchain

Forex Brokers

Banks

By Region

Europe

Southeast Asia

Middle East

LATAM

Brazil

By Company Type

Startups

Growth Stage Companies

Financial Institutions

Compliance and Operations

By Function

Policies and Procedures

Regulatory Exams

Regulatory Strategy

Bank Partnerships

Licensing

Staffing

Supervision

Surveillance

Advertising

Communications

Recordkeeping

Onboarding

AML

Cybersecurity

Vendors

Training

Filings

By Regulator

FINRA

SEC

FTC

CFTC

NFA

FinCEN

OFAC

MSRB

SIPC

OCC

FDIC

CFPB

FCA

ESMA

MAS

HKMA

ASIC

FINMA

BaFin

By Compliance Role

Chief Compliance Officer (CCO)

Chief Executive Officer (CEO)

Anti-Money Laundering Compliance Officer (AMLCO)

Financial and Operations Principal (FinOp)

Registered Options Principal (Series 4)

General Securities Representative (Series 7)

General Securities Principal (Series 24)

Municipal Securities Principal (Series 53)

Investment Banking Principal (Series 79)

Principal Financial Officer (PFO)

Principal Operations Officer (POO)

Research Principal

Securities Trader Principal

Options Principal

Government Securities Principal

By Framework

FINRA Rules

SEC Rules

Securities Exchange Act of 1934

Basel III

GDPR

BSA

Reg BI

USA PATRIOT Act

UDAAP

FCRA

ECOA

FATF

PSD2

MiFID II

AIFMD

MiCA

TILA

EFTA

FDCPA

GLBA

Licensing and Registrations

By Regulator

FINRA NMA and CMA

SEC Registration

CFTC Registration

NFA Registration

MiCA License

FCA Registration

BaFin License

FINMA License

DFSA License

VARA License

CBUAE License

SAMA License

FSCA License

CBN License

HKMA License

SFC License

MAS License

ASIC License

RBI License

BCB License

CVM License

CNBV License

BCRA License

By Sector

Broker-Dealer Registration

Investment Advisor Registration

MSB Registration

Money Transmitter License

Currency Exchange License

Check Casher License

Lender License

Payment License

Crowdfunding Portal Registration

Crypto License

Forex Broker License

By Framework

MiCA/CASP License

VASP License

AIFMD License

Resources

Learn

Blog

Case Studies

Regulatory Updates

FINRA Rules

Downloads

Ebooks

Spreadsheets

About InnReg

Company

Who We Are

Why InnReg

Careers

Referral Program

Contact Us

Legal

Privacy Policy

Terms of Use

© 2025 InnReg LLC

Some visual assets on this site are provided by Freepik.

LinkedIn Innreg
X InnReg
Quora Innreg

9100 S Dadeland Blvd
Suite 1500
Miami, Florida 33156