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Crowdfunding Portal Registration Services
Crowdfunding Portal Registration Services
As seen on:
As seen on:
As seen on:
Eligibility
Eligibility
Who Needs to Register as a Broker-Dealer?
Not every firm involved in securities must register as a broker-dealer, but most entities that buy or sell securities for themselves or on behalf of others are required to. Below are common types of businesses that typically must register.
Steps
Steps
01
01
02
02
How We Help
How We Help
Resources
Resources
Latest Content
FAQ
FAQ
What is the FINRA New Member Application?
What is the FINRA New Member Application?
When is a Continuing Membership Application required?
When is a Continuing Membership Application required?
How long does FINRA take to review an NMA?
How long does FINRA take to review an NMA?
What are FINRA’s Standards for Admission?
What are FINRA’s Standards for Admission?
What’s the difference between a funding portal and a broker-dealer?
What’s the difference between a funding portal and a broker-dealer?
Do I need to register with the SEC or FINRA to operate a funding portal?
Do I need to register with the SEC or FINRA to operate a funding portal?
What forms do I need to file to register a crowdfunding portal?
What forms do I need to file to register a crowdfunding portal?
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Who We Serve
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9100 S Dadeland Blvd
Suite 1500
Miami, Florida 33156
Who We Serve
By Regulatory Vertical
By Company Type
Compliance and Operations
By Function
By Compliance Role
Licensing and Registrations
By Regulator
By Sector
By Framework
Resources
About InnReg
9100 S Dadeland Blvd
Suite 1500
Miami, Florida 33156