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Eligibility

Eligibility

Who Needs to Register as a Broker-Dealer?

Not every firm involved in securities must register as a broker-dealer, but most entities that buy or sell securities for themselves or on behalf of others are required to. Below are common types of businesses that typically must register.

Steps

Steps

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How We Help

How We Help

FAQ

FAQ

Do I need to register with FinCEN as a currency exchange?

Do I need to register with FinCEN as a currency exchange?

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