Roadmap to Fintech Compliance
If you’re a typical fintech executive, then you’re well-versed when it comes to technology, market trends, and funding.
However, you need specialized knowledge and help when it comes to regulatory compliance.
Did you know your company already has substantial in-house fintech compliance intelligence?
This report will help you understand how to create a regulatory compliance blueprint by using your user experience touchpoints as a guide.
The user experience map sometimes looks more like a pinball game than a linear road map, but it contains valuable data points for building a comprehensive compliance program that transforms chaos into the type of order that makes regulators feel comfortable.
It covers the following User Lifecycle stages, each triggering compliance events and dependencies:
Customer Acquisition: Marketing and Advertising in Financial Services
Customer Signup: Identification and Due Diligence
Customer Onboarding: Electronic Funds Transfers Compliance
Customer Monetization: Rules and Limitations Around Fees and Revenue Model
Ongoing Services: Compliance Requirements for Transaction Activity
Customer Support: Consumer Complaints Processing Requirements
Risk Mitigation: Money Laundering, Fraud, and Unauthorized Use Practices
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