We can leverage your current platform. Or recommend the best technology stack to solve all your regulatory compliance and technology needs, both effectively and cost efficiently. The final recommendation often integrates proven third-party solutions into your proprietary technology to achieve the optimal result. All of our systems and databases are cloud-based, so your team has easy access day or night from onsite or remote locations.
Outsourced compliance:
Information security procedures:
Suitability reviews:
Staffing compliance:
Outsourcing and vendor compliance:
FINRA compliance facilitator:
Marketing, advertising and content compliance:
Suspicious activity detection, monitoring and reporting:
Account funding and funds transfer supervision:
Electronic books and records management:
New client onboarding and application approval:
At InnReg we resolve a myriad of complex fintech compliance issues for cutting edge clients in highly regulated industries. We’re passionate about launching your creative ideas without compromising your original vision, and without undue regulatory risk.
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1101 Brickell Avenue
South Tower, 8th Floor
Miami, Florida 33131
305-908-1160
info@innreg.com
