I already have a Chief Compliance Officer. How can InnReg help my company?

Most of our clients employ an in-house CCO and some compliance staff to manage ongoing compliance activities. We work with a range of digital finance companies, including broker-dealers, digital lenders, alternative trading systems (ATS), crowdfunding platforms, online advisors and robo advisors, cryptocurrency platforms, and other fintechs who may be operating in a regulated environment or considering becoming regulated.

Our job is to partner with a client’s compliance team when they need specialized expertise focused on digital finance or additional bandwidth. This situation tends to arise when they enter a growth phase, launch a new product in a regulated sector, or start to build (or scale up) a more efficient and effective approach to compliance.

We help clients reduce risk, create efficiencies, and save substantial time and money by recommending industry best practices and implementing a state-of-the-art Compliance Stack. Our solutions are always technology-neutral and always in our client’s best interests.

We’re flexible as we work to meet your needs. We can implement an ad hoc project or provide a fully managed Outsourced Compliance Management Solution. We’re here to support your compliance function in any way you need.