This Fintech Compliance Checklist provides a comprehensive, actionable framework for any fintech to become and stay compliant with regulations. Use it now to build a robust compliance program.
The growing prevalence of relationships between incumbent banking institutions and fintechs has resulted in new regulatory guidance to manage third-party relationships.
Are you the CEO or founder of a new fintech startup? Is your firm growing fast and facing increasing regulatory challenges and scrutiny? Are you considering hiring a Chief Compliance Officer (CCO) for the first time? Need to find an urgent replacement?
Is your fintech startup considering outsourced FINOP services? Have you grown recently and need help with finance optimization, compliance, and risk management?
Are you in charge of handling regulatory exam inquiries? Are you building a financial firm that is subject to regulatory compliance?
If the answer is yes, then read through this article to find out more about the following:
