{% set baseFontFamily = "Lato" %} /* Add the font family you wish to use. You may need to import it above. */

{% set headerFontFamily = "Lato" %} /* This affects only headers on the site. Add the font family you wish to use. You may need to import it above. */

{% set textColor = "#565656" %} /* This sets the universal color of dark text on the site */

{% set pageCenter = "1100px" %} /* This sets the width of the website */

{% set headerType = "fixed" %} /* To make this a fixed header, change the value to "fixed" - otherwise, set it to "static" */

{% set lightGreyColor = "#f7f7f7" %} /* This affects all grey background sections */

{% set baseFontWeight = "normal" %} /* More than likely, you will use one of these values (higher = bolder): 300, 400, 700, 900 */

{% set headerFontWeight = "normal" %} /* For Headers; More than likely, you will use one of these values (higher = bolder): 300, 400, 700, 900 */

{% set buttonRadius = '10px' %} /* "0" for square edges, "10px" for rounded edges, "40px" for pill shape; This will change all buttons */

After you have updated your stylesheet, make sure you turn this module off

FinTech Compliance Expertise


GLBA Compliance: An Overview (Part 1 of 3)


by InnReg

Financial institutions often share their customers’ and consumers' financial information with business partners and affiliates. In order to protect citizens’ privacy and decrease the likelihood of identity theft, in 1999 the United States Congress passed the Gramm-Leach-Bliley Act (GLBA), also known as the Financial Services Modernization Act.


FINRA Regulatory Notice 21-31: Supplemental Liquidity Schedule


by InnReg

Starting from March 1, 2022, the new Supplemental Liquidity Schedule (SLS), proposed in April 2021 by the Financial Industry Regulatory Authority (FINRA), has become effective following approval by the Securities and Exchange Commission (SEC).


FINRA’s Rule 5310: Why the Regulatory Focus on Best Execution is Here to Stay


by InnReg

In a move that only confirms the ongoing regulatory focus on best execution, the Financial Industry Regulatory Authority (FINRA) recently announced that it fined Deutsche Bank Securities, Inc. (Deutsche Bank) $2 million for failing to comply with its obligation to seek “best execution” for its customers’ orders, according to a press release on March 8.


4 Takeaways From the SEC's Risk Alert On Large Traders


by InnReg

On December 16, 2020, The Securities Exchange Commission (SEC) released a Risk Alert on Rule 13h-1 (Large Trader Rule) and the rules about Consolidated Audit Trails which went into effect in April 2021.


What Broker-Dealers Should Know About Gamification and Marketing Compliance


by InnReg

Fintech Gamification has lately become a financial buzzword, but the concept is not novel. As a strategy for influencing and motivating behavior, many industries have used it for years across activities from frequent-flier awards to educational training sessions.