Reg SCI: Non-compliance with SEC
Non-compliance with the Securities and Exchange Commission regulations, such as Regulation SCI or any other, is no small matter (Regulation SCI stands for Regulation Systems and Compliance Integrity).
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Non-compliance with the Securities and Exchange Commission regulations, such as Regulation SCI or any other, is no small matter (Regulation SCI stands for Regulation Systems and Compliance Integrity).
Fintech compliance regulations may seem like an unnecessary leftover from a pre-fintech world to some people. Especially in an innovative area such as fintech, many entrepreneurs consider dedicating resources to remaining compliant as a necessary evil at best.
They see fintech as an opportunity to break free of the old world of slow-moving institutions and cumbersome regulations. But that perception is actually flawed. When planned and implemented properly, a robust regulatory compliance program helps fintechs find new sources of growth and revenue, ultimately resulting in a competitive advantage.
InnReg is a global regulatory compliance and operations consulting team serving financial services companies since 2013. We also help launch and scale fintechs with innovative compliance strategies and cost-effective managed services, assisted by proprietary regtech solutions.
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